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Emma Claire Peveto

Regions Securities LLC

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About Emma Claire Peveto

Emma Claire Peveto is a registered representative with Regions Securities LLC. Emma Claire has been in the industry since May 2023. Emma Claire holds the Series 63, Series 79TO and SIE licenses. Emma Claire is registered in Georgia.

Firm Information

Emma Peveto is currently registered with Regions Securities LLC. Regions Securities LLC is a Limited Liability Company that was formed on October 12, 2011 and is registered in all 50 states and the District of Columbia. The firm is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Emma Peveto’s Registration & Firm History

GA

05/04/2023 - Present

Regions Securities LLC (Atlanta GA)

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Licenses & Designations

BC

Issued 05/26/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/04/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 03/08/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Emma Claire Peveto.
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