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Emma Ann Clifford

Wells Fargo Securities, LLC

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About Emma Ann Clifford

Emma Clifford is a financial professional with over 10 years of experience in the industry. Emma is currently registered with Wells Fargo Securities, LLC, and is a licensed representative in 53 states. Emma has a strong background in investment banking and holds the Series 63, Series 79 and SIE licenses.

Firm Information

Emma Clifford is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Emma Clifford’s Registration & Firm History

MN

10/19/2021 - Present

Wells Fargo Securities, LLC (MINNEAPOLIS MN)

MN

11/24/2010 - 10/20/2020

WELLS FARGO SECURITIES, LLC (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 12/06/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/23/2010

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Emma Ann Clifford.
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