Unclaimed
Emma Clifford is a financial professional with over 10 years of experience in the industry. Emma is currently registered with Wells Fargo Securities, LLC, and is a licensed representative in 53 states. Emma has a strong background in investment banking and holds the Series 63, Series 79 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
10/19/2021 - Present
Wells Fargo Securities, LLC (MINNEAPOLIS MN)
MN
11/24/2010 - 10/20/2020
WELLS FARGO SECURITIES, LLC (MINNEAPOLIS MN)
BC
Issued 12/06/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2010
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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