Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emily? Claim Your ProfileEmily Yao Lu is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Emily is licensed to offer securities advice in both the United States and Texas. Emily has been working in the securities industry since February 20, 2020. Emily has passed several industry examinations and is currently registered in 55 states. In addition to working for Merrill Lynch, Pierce, Fenner & Smith Inc., Emily has also worked for a number of other companies, including Disneyland Resort, T-Mobile, and the University of Houston. Emily has experience working with various types of clients, including high-net-worth individuals, corporations, and institutions. Emily's expertise includes investment management, financial planning, and portfolio management. Emily offers a variety of services, including performance measurement reports, allocation modeling, IPS, research reports and services, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
10/27/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (Seattle WA)
BOTH
Issued 10/24/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/21/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/06/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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