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Emily Wells Chott

TD Securities (usa) LLC

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About Emily Wells Chott

Emily Chott is a financial professional with over a decade of experience in the securities industry. Emily has worked at TD Securities (USA) LLC in both Philadelphia, PA and New York, NY. Emily has a Series 7 and Series 63 license. Emily is currently registered with FINRA as a representative of TD Securities (USA) LLC.

Firm Information

Emily Chott is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Emily Chott’s Registration & Firm History

NY

03/23/2021 - Present

TD Securities (usa) LLC (NEW YORK NY)

PA

01/01/2013 - 04/24/2015

TD SECURITIES (USA) LLC (PHILADELPHIA PA)

NY

09/11/2009 - 01/05/2011

TD SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/21/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/10/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Emily Wells Chott.
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