Invested Better
Unclaimed

Unclaimed

Unclaimed

Emily Watson Wingate

Prudential Investment Management Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Emily? Claim Your Profile

About Emily Watson Wingate

Emily Wingate is a financial professional licensed to conduct business in 53 states. Emily has a strong foundation in the industry, having passed the Series 3, Series 7TO and Series 63 exams, along with the Securities Industry Essentials (SIE) exam. Emily is currently employed by Prudential Investment Management Services LLC.

Firm Information

Emily Wingate is currently registered with Prudential Investment Management Services LLC. Prudential Investment Management Services LLC is a Limited Liability Company formed on October 9, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

315

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Emily Wingate’s Registration & Firm History

NJ

04/04/2022 - Present

Prudential Investment Management Services LLC (NEWARK NJ)

Not sure if Emily Watson Wingate is right for you?

Licenses & Designations

BC

Issued 05/12/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/01/2022

Series 3 - National Commodity Futures Examination

BC

Issued 04/04/2022

Series 7TO - General Securities Representative Examination

BC

Issued 02/22/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Emily Watson Wingate.
Not sure if Emily Watson Wingate is right for you?