Unclaimed
Emily Pfeil is a registered representative with Fidelity Brokerage Services LLC. Emily has been in the securities industry since November 6, 2013 and is currently registered in 52 states and the District of Columbia. Emily is licensed to sell securities and provides investment advice to individuals and families. Emily holds the Series 6, 7, and 63 licenses, as well as the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
11/07/2013 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 01/31/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/03/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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