Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emily? Claim Your ProfileEmily Sue Harris is a financial advisor who is registered with the state of Colorado and Texas. She has been working in the industry since November 2007. Emily is currently employed with LPL Financial LLC. She has worked with a number of firms throughout her career including Securities America, Inc., Summit Brokerage Services, Inc., and VSR Financial Services, Inc. Emily is a Series 66 and Series 7 licensed professional. She also holds the Securities Industry Essentials (SIE) designation. Emily is a notary and has been involved in financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
06/18/2018 - Present
LPL Financial LLC (LITTLETON CO)
CO
01/27/2017 - 04/19/2018
SECURITIES AMERICA, INC. (LITTLETON CO)
CO
09/01/2016 - 02/07/2017
SUMMIT BROKERAGE SERVICES, INC. (LITTLETON CO)
CO
09/07/2016 - 11/02/2016
VSR FINANCIAL SERVICES, INC. (LITTLETON CO)
CO
11/05/2007 - 09/01/2016
VSR FINANCIAL SERVICES, INC. (LITTLETON CO)
BOTH
Issued 12/18/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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