Unclaimed
Emily Schmitt is a financial advisor who is registered with FINRA as an Investment Company Products/Variable Contracts Representative and holds a Series 63 license. Emily is also a registered representative for Empower Financial Services, Inc. Emily's career in the financial services industry began on October 12, 2020. Emily has been with Empower Financial Services, Inc. since April 4, 2022. Prior to that, Emily worked for PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
04/04/2022 - Present
Empower Financial Services, Inc. (Boston MA)
IA
10/13/2020 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (Dubuque IA)
BC
Issued 10/23/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/06/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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