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Emily Rose Schmitt

Empower Financial Services, Inc.

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About Emily Rose Schmitt

Emily Schmitt is a financial advisor who is registered with FINRA as an Investment Company Products/Variable Contracts Representative and holds a Series 63 license. Emily is also a registered representative for Empower Financial Services, Inc. Emily's career in the financial services industry began on October 12, 2020. Emily has been with Empower Financial Services, Inc. since April 4, 2022. Prior to that, Emily worked for PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC.

Firm Information

Emily Schmitt is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Emily Schmitt’s Registration & Firm History

MA

04/04/2022 - Present

Empower Financial Services, Inc. (Boston MA)

IA

10/13/2020 - 04/04/2022

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (Dubuque IA)

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Licenses & Designations

BC

Issued 10/23/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/13/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/06/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Emily Rose Schmitt.
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