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Emily Rose Frey

Apex Clearing Corp.

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About Emily Rose Frey

Emily Rose Frey is a financial professional who has been in the industry since December 31, 2022. Emily currently works at Apex Clearing Corp. and has passed the Series 99TO and SIE exams. Emily is registered with FINRA.

Firm Information

Emily Frey is currently registered with Apex Clearing Corp.. Apex Clearing Corp. is a corporation formed in December 1978. The firm is registered in 53 states and the District of Columbia and has 1 approved SEC registration. Apex Clearing Corp. has been subject to 47 regulatory events and 8 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

126

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Emily Frey’s Registration & Firm History

TX

01/01/2023 - Present

Apex Clearing Corp. (DALLAS TX)

IL

08/16/2023 - 05/01/2024

CODA MARKETS, INC. (WILMETTE IL)

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Licenses & Designations

BC

Issued 12/30/2022

Series 99TO - Operations Professional Examination

BC

Issued 10/14/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Emily Rose Frey.
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