Unclaimed
Emily Rose is a financial professional registered with Northwestern Mutual Investment Services, LLC. Emily is licensed to provide investment advice in Ohio and Texas. Emily has a background in the financial industry and has held several certifications including the Series 7TO, Series 6TO, and SIE exams. Emily is dedicated to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
OH
02/28/2022 - Present
Northwestern Mutual Investment Services, LLC (CINCINNATI OH)
BC
Issued 04/09/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2023
Series 7TO - General Securities Representative Examination
BC
Issued 02/26/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/23/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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