Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emily? Claim Your ProfileEmily Quatman is a registered representative with LPL Financial LLC. Emily has been in the industry since December 2009 and is licensed to sell securities in multiple states. Emily holds a Series 7, Series 6, Series 63 and Series 66 licenses. Emily's previous experience includes working as a Financial Advisor with J.P. Morgan Securities LLC in Scotts Valley, California. Emily offers investment advisory services including financial planning, portfolio management for individuals and businesses, pension consulting, educational seminars, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/08/2020 - Present
LPL Financial LLC (CAPITOLA CA)
CA
10/01/2012 - 09/15/2020
J.P. MORGAN SECURITIES LLC (SCOTTS VALLEY CA)
CA
12/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SCOTTS VALLEY CA)
BOTH
Issued 12/07/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/15/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2011
Series 7 - General Securities Representative Examination
BC
Issued 12/01/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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