Unclaimed
Emily Proud is a financial professional with over 9 years of experience in the industry. Emily is currently registered with Canaccord Genuity LLC and has been with the firm since April 2019. Prior to that, Emily was with Oppenheimer & Co. Inc. for 6 years and Barclays Capital Inc. for 3 years. Emily is licensed in both Massachusetts and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
04/15/2019 - Present
Canaccord Genuity LLC (BOSTON MA)
MA
08/26/2013 - 04/09/2019
OPPENHEIMER & CO. INC. (BOSTON MA)
NY
08/12/2010 - 07/15/2013
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 08/19/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/30/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2010
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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