Unclaimed
Emily Pattee is an Investment Advisor Representative associated with Oxford Financial Group, Ltd. in Chicago, Illinois. Emily has been in the securities industry for over 10 years and has worked with several firms, including Northwestern Mutual Investment Services, LLC and Morgan Stanley. Emily holds Series 7, 63, and 66 securities licenses and has experience providing financial planning, portfolio management, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
11/16/2021 - Present
Oxford Financial Group, Ltd. (Chicago IL)
IL
12/04/2018 - 09/28/2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CHICAGO IL)
IL
01/03/2014 - 11/16/2018
MORGAN STANLEY (CHICAGO IL)
IL
02/10/2012 - 10/07/2013
NEW ENGLAND SECURITIES (CHICAGO IL)
BOTH
Issued 06/13/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/26/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2012
Series 7 - General Securities Representative Examination
Active
Inactive
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