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Emily O Pattee

Oxford Financial Group, Ltd.

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About Emily O Pattee

Emily Pattee is an Investment Advisor Representative associated with Oxford Financial Group, Ltd. in Chicago, Illinois. Emily has been in the securities industry for over 10 years and has worked with several firms, including Northwestern Mutual Investment Services, LLC and Morgan Stanley. Emily holds Series 7, 63, and 66 securities licenses and has experience providing financial planning, portfolio management, and pension consulting services.

Firm Information

Emily Pattee is currently registered with Oxford Financial Group, Ltd.. Oxford Financial Group, Ltd. is an investment advisory firm based in Carmel, Indiana with a focus on financial planning, pension consulting, and portfolio management for individuals, businesses, and pooled investment vehicles. The firm serves high-net-worth individuals, pension and profit-sharing plans, charitable organizations, investment companies, and other clients. They manage over $18 billion in assets.
Oxford Financial Group, Ltd.

11711 NORTH MERIDIAN STREET

CARMEL, IN 46032

$18.20B

Assets Under Management

Not reported

Total Clients

48

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Emily Pattee’s Registration & Firm History

IL

11/16/2021 - Present

Oxford Financial Group, Ltd. (Chicago IL)

IL

12/04/2018 - 09/28/2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CHICAGO IL)

IL

01/03/2014 - 11/16/2018

MORGAN STANLEY (CHICAGO IL)

IL

02/10/2012 - 10/07/2013

NEW ENGLAND SECURITIES (CHICAGO IL)

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Licenses & Designations

BOTH

Issued 06/13/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/26/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/27/2024

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/09/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Emily O Pattee.
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