Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emily? Claim Your ProfileEmily Michelle Thompson is a financial professional with experience in the securities industry. Emily is registered with Northwestern Mutual Investment Services, LLC, and holds the Series 7TO, Series 63, and SIE licenses. Emily is currently located in Tampa, FL and is actively registered in the state of Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
FL
07/01/2024 - Present
Northwestern Mutual Investment Services, LLC (Tampa FL)
BC
Issued 08/27/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/12/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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