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Emily Mertle Lopez

Schwab Wealth Advisory, Inc.

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About Emily Mertle Lopez

Emily Lopez is a financial advisor at Schwab Wealth Advisory, Inc. Emily has been in the financial services industry since January 29, 2021. Emily holds Series 7TO, Series 63, Series 66 and Series 9 licenses. Emily is registered to provide investment advice in 53 states and is also registered with FINRA. Emily is a Registered Investment Advisor and has worked at Robinhood Financial, LLC and Fidelity Brokerage Services LLC in the past. Emily is based out of Orlando, FL and provides financial planning, portfolio management for individuals and portfolio management for businesses.

Firm Information

Emily Lopez is currently registered with Schwab Wealth Advisory, Inc.. Schwab Wealth Advisory, Inc. is an investment advisory firm based in SAN FRANCISCO, CA, United States. The firm provides financial planning and portfolio management services to individuals, businesses, and high-net-worth individuals. They also offer a wrap fee program.
Schwab Wealth Advisory, Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105-1901

Not reported

Assets Under Management

141,801

Total Clients

904

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Swa program paid by wrap sponsor pursuant to cost plan formula.

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Emily Lopez’s Registration & Firm History

FL

01/03/2023 - Present

Schwab Wealth Advisory, Inc. (Orlando FL)

FL

08/18/2021 - 05/10/2022

ROBINHOOD FINANCIAL, LLC (Lake Mary FL)

TX

11/17/2020 - 08/05/2021

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

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Licenses & Designations

BOTH

Issued 08/08/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/25/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/26/2024

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 11/17/2020

Series 7TO - General Securities Representative Examination

BC

Issued 11/09/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Emily Mertle Lopez.
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