Unclaimed
Emily Wiggins is a financial advisor with LPL Financial LLC. Emily is licensed in 53 states and is registered as a Registered Representative with FINRA and is also licensed as an Investment Advisor Representative in Iowa and South Carolina. Emily Wiggins has been in the industry since October 2008 and is located in Fairfield, Iowa.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
10/07/2021 - Present
LPL Financial LLC (FAIRFIELD IA)
IA
04/07/2009 - 09/23/2021
CAMBRIDGE INVESTMENT RESEARCH, INC. (FAIRFIELD IA)
IA
09/29/2008 - 03/23/2009
DIVERSIFIED INVESTORS SECURITIES CORP. (CEDAR RAPIDS IA)
BOTH
Issued 05/24/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/20/2014
Series 24 - General Securities Principal Examination
BC
Issued 06/05/2009
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2012
Series 7 - General Securities Representative Examination
BC
Issued 09/26/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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