Unclaimed
Emily Marie Harris is a registered representative with Riversource Distributors, Inc. and holds the Series 3, 6, 34 and SIE licenses. Emily has been in the industry since April 2018. Emily is registered in Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
04/09/2018 - Present
Riversource Distributors, Inc. (Minneapolis MN)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/19/2011
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 06/20/2011
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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