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Emily Maley Case

Third Seven Capital LLC

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About Emily Maley Case

Emily Case is a registered representative with Third Seven Capital LLC. Emily is a Series 99TO and SIE licensed professional who has been in the industry for 2 years. Emily is registered with FINRA and is actively licensed in New Jersey.

Firm Information

Emily Case is currently registered with Third Seven Capital LLC. Third Seven Capital LLC is a Limited Liability Company formed on July 6, 2011, with a status of Approved. The firm is registered in all 50 states and the District of Columbia, as well as Puerto Rico and the Virgin Islands. Third Seven Capital LLC has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Emily Case’s Registration & Firm History

NJ

04/17/2023 - Present

Third Seven Capital LLC (Wall NJ)

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Licenses & Designations

BC

Issued 04/17/2023

Series 99TO - Operations Professional Examination

BC

Issued 12/10/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Emily Maley Case.
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