Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emily? Claim Your ProfileEmily Paolone is a registered representative with Northwestern Mutual Investment Services, LLC, working out of the Raleigh, NC office. Emily has been in the financial services industry for over 10 years and holds Series 6, 7, 24, 63 and 65 licenses. Emily's previous experience includes working with PRUCO Securities, LLC in Wauwatosa, WI.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
NC
04/28/2015 - Present
Northwestern Mutual Investment Services, LLC (Raleigh NC)
WI
06/13/2008 - 02/09/2009
PRUCO SECURITIES, LLC. (WAUWATOSA WI)
BC
Issued 12/06/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/30/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/18/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2015
Series 7 - General Securities Representative Examination
BC
Issued 06/12/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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