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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emily? Claim Your ProfileEmily Louise Marling is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Emily has been in the financial services industry for over 10 years and has a broad range of experience in providing financial advice to individuals, families, and businesses. She is registered with the Financial Industry Regulatory Authority (FINRA) and is a member of the Securities Investor Protection Corporation (SIPC). Emily is also a licensed insurance agent. She has extensive experience in investment planning, retirement planning, college savings planning, estate planning, and insurance. Emily is committed to providing her clients with personalized financial advice that is tailored to their individual needs and goals. She is a trusted advisor who will work with you to develop a comprehensive financial plan that is designed to help you achieve your financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/17/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BATAVIA NY)
NY
03/03/2015 - 04/23/2015
CITIZENS SECURITIES, INC. (ROCHESTER NY)
NY
07/08/2013 - 12/03/2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (WILLIAMSVILLE NY)
BOTH
Issued 08/11/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/08/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2015
Series 7 - General Securities Representative Examination
BC
Issued 07/08/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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