Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emily? Claim Your ProfileEmily Lennox Richardson is a financial advisor who has been in the industry since April 17, 2005. Emily is currently registered with J.p. Morgan Securities LLC and is licensed to provide financial advice in Louisiana and Texas. Prior to joining J.p. Morgan Securities LLC, Emily worked at several other financial institutions, including Chase Investment Services Corp., Raymond James Financial Services, Inc., Morgan Stanley Smith Barney, and Citigroup Global Markets Inc., and Sanford C. Bernstein & Co., LLC. Emily holds the Series 31, Series 7, and Series 63 licenses. She also holds the Series 65 license and is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
11/08/2016 - Present
J.p. Morgan Securities LLC (HOUSTON TX)
LA
03/16/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (HARAHAN LA)
LA
07/23/2009 - 02/11/2010
RAYMOND JAMES FINANCIAL SERVICES, INC. (METAIRIE LA)
NC
06/01/2009 - 08/11/2009
MORGAN STANLEY SMITH BARNEY (CHARLOTTE NC)
NC
05/26/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CHARLOTTE NC)
NY
03/15/2005 - 05/24/2005
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
IA
Issued 06/01/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/26/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 03/14/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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