Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emily? Claim Your ProfileEmily Lafleur is a financial professional with over 10 years of experience in the industry. Emily is currently registered with National Financial Services LLC and Fidelity Brokerage Services LLC. Emily holds the Series 7, Series 24, and SIE licenses. Emily has previously been registered with PYRAMIS DISTRIBUTORS CORPORATION LLC and Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
05/04/2020 - Present
National Financial Services LLC (SMITHFIELD RI)
RI
06/18/2014 - 05/12/2016
PYRAMIS DISTRIBUTORS CORPORATION LLC (SMITHFIELD RI)
RI
07/03/2013 - 01/15/2014
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 09/12/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2013
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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