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Emily L Smyth

Charles Schwab & CO., Inc.

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About Emily L Smyth

Emily Smyth is a financial professional with over 7 years of experience in the financial services industry. Emily is a Registered Representative and an Investment Advisor Representative with Charles Schwab & Co., Inc.. Emily's expertise includes providing financial advice and portfolio management services to individuals and families. Emily is committed to helping clients achieve their financial goals and has a deep understanding of the financial markets.

Firm Information

Emily Smyth is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a corporation formed in April 1971. They are headquartered in San Francisco, CA and have a presence in all 50 states, Puerto Rico, and the Virgin Islands. They provide financial planning, selection of other advisers, and wrap fee program services. Charles Schwab & CO., Inc. is a registered investment adviser with the SEC and is registered in 53 states. They have over 15,000 registered representatives and manage more than $50 billion in assets.
Charles Schwab & CO., Inc.

11800 Schwab Way

Austin, TX 78758

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Emily Smyth’s Registration & Firm History

TX

02/18/2017 - Present

Charles Schwab & CO., Inc. (Austin TX)

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Licenses & Designations

BOTH

Issued 2/18/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 6/3/2022

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 8/31/2020

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 9/30/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Emily L Smyth.
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