Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emily? Claim Your ProfileEmily Riccio is a financial professional with over seven years of experience in the industry. Emily currently holds a Series 7, Series 79, Series 86 and Series 87 licenses, as well as a Series 63 license. She is a registered representative of TD Securities (USA) LLC, where she is located in the New York, NY branch. Previously, Emily worked for Cowen and Company and Scotia Capital (USA) Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/08/2024 - Present
TD Securities (usa) LLC (New York NY)
NY
05/05/2017 - 04/09/2024
COWEN AND COMPANY (NEW YORK NY)
NY
07/13/2016 - 02/21/2017
SCOTIA CAPITAL (USA) INC. (NEW YORK NY)
BC
Issued 07/20/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2018
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/19/2017
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/17/2017
Series 7 - General Securities Representative Examination
BC
Issued 07/13/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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