Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emily? Claim Your ProfileEmily Jean Sweet is a financial advisor at Wellington Funds Distributors Inc. Emily has been in the industry since November 1, 2013. Emily holds the Series 7, 7TO, 63 and 65 licenses. Emily is registered to provide securities-related services in all 50 states. Emily has previously worked at Blackrock Investments, LLC, State Street Research Investment Services, Inc. and Gabelli & Company, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
05/26/2023 - Present
Wellington Funds Distributors Inc. (BOSTON MA)
MA
10/13/2006 - 05/02/2013
BLACKROCK INVESTMENTS, LLC (BOSTON MA)
MA
07/26/2005 - 10/17/2006
STATE STREET RESEARCH INVESTMENT SERVICES, INC. (BOSTON MA)
NY
09/03/2003 - 06/17/2005
GABELLI & COMPANY, INC. (RYE NY)
BC
Issued 06/12/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/18/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/25/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/02/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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