Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emily? Claim Your ProfileEmily Rowe is a financial advisor based in Franklin, TN. She has been in the industry since 2012. Emily is currently registered with Jackson National Life Distributors LLC and holds Series 7, 9, 10, 24, and 66 licenses. She also has the Securities Industry Essentials (SIE) designation. Emily previously worked at Stifel, Nicolaus & Company, Incorporated, Oppenheimer & Co. Inc., and Raymond James Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
10/11/2021 - Present
Jackson National Life Distributors LLC (FRANKLIN TN)
MI
08/02/2016 - 10/01/2021
STIFEL, NICOLAUS & COMPANY, INCORPORATED (GRAND RAPIDS MI)
MI
12/08/2014 - 08/02/2016
OPPENHEIMER & CO. INC. (GRAND RAPIDS MI)
MI
05/01/2012 - 12/02/2014
RAYMOND JAMES FINANCIAL SERVICES, INC. (GRAND RAPIDS MI)
BOTH
Issued 07/16/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/23/2021
Series 24 - General Securities Principal Examination
BC
Issued 07/28/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/02/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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