Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emily? Claim Your ProfileEmily Kim is a financial professional with experience in the securities industry. Emily has a Series 7TO, Series 63, Series 9 and Series 6 licenses. Emily is currently employed by Wedbush Securities Inc. based in Chicago, IL. Prior to joining Wedbush Securities Inc., Emily worked at TD AMERITRADE, INC. and FORESTERS FINANCIAL SERVICES, INC. Emily's background provides her with the skills and knowledge to provide clients with comprehensive financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
07/30/2024 - Present
Wedbush Securities Inc. (CHICAGO IL)
CA
09/18/2020 - 03/15/2022
TD AMERITRADE, INC. (SAN DIEGO CA)
CA
09/25/2017 - 07/23/2018
FORESTERS FINANCIAL SERVICES, INC. (SAN DIEGO CA)
BC
Issued 09/28/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/24/2024
Series 7TO - General Securities Representative Examination
BC
Issued 07/23/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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