Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emily? Claim Your ProfileEmily McCarthy is a financial advisor with Fidelity Personal and Workplace Advisors. Emily has been in the financial industry since 2008. Emily is licensed to provide financial advice in 52 states and the District of Columbia, and is also licensed to provide investment advisory services in Florida and Texas. Emily specializes in providing financial planning, portfolio management, and educational seminars to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
03/06/2023 - Present
Fidelity Personal AND Workplace Advisors (JACKSONVILLE FL)
NC
01/01/2009 - 09/07/2011
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (MOORESVILLE NC)
NC
08/08/2002 - 01/01/2009
HARTFORD EQUITY SALES COMPANY INC. (MOORESVILLE NC)
MD
03/14/2001 - 06/12/2002
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
PA
12/31/2000 - 03/09/2001
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
PA
11/15/1999 - 12/31/2000
DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)
MD
10/09/1996 - 10/12/1999
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 02/24/2023
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/21/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/17/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/27/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/20/2023
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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