Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emily? Claim Your ProfileEmily Pendleton is a financial advisor with MML Investors Services, LLC, located in Newport Beach, CA. Emily has over 19 years of experience in the financial services industry, having previously worked for MSI Financial Services, Inc. and Metropolitan Life Insurance Company. Emily is a Certified Financial Planner and a Chartered Financial Consultant. Emily is registered to provide investment advice in multiple states including California, Nevada, Texas and Oregon. Emily's specialties include financial planning, retirement planning, and investment management. Emily is committed to helping clients achieve their financial goals.
Las Vegas, NV
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NV
08/25/2021 - Present
MML Investors Services, LLC (Las Vegas NV)
CA
04/29/2004 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (PASADENA CA)
CA
04/29/2004 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (GLENDALE CA)
IA
Issued 2/20/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/17/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/23/2007
Series 7 - General Securities Representative Examination
BC
Issued 4/28/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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