Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emily? Claim Your ProfileEmily Faust is a financial advisor registered in the state of Washington. She is a registered representative of UBS Financial Services Inc. Emily joined the firm in 2010 and previously worked for UBS SERVICES USA LLC. Emily has been working in the financial services industry since 2004. Emily specializes in providing financial planning, portfolio management, and investment advisory services to a variety of clients, including high-net-worth individuals, businesses, corporations, and charitable organizations. Emily holds the Series 7 and Series 66 licenses and is also registered as an Investment Advisor Representative in the state of Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
WA
08/13/2014 - Present
UBS Financial Services Inc. (STANWOOD WA)
NJ
07/02/2007 - 01/01/2010
UBS SERVICES USA LLC (WEEHAWKEN NJ)
NJ
09/11/2006 - 01/23/2007
UBS SERVICES USA LLC (WEEHAWKEN NJ)
NJ
02/10/2004 - 06/22/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 02/07/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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