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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emily? Claim Your ProfileEmily Gordon De la reguera is a financial advisor registered with UBS Financial Services Inc. Emily Gordon De la reguera has been in the industry since 2011. Emily Gordon De la reguera is currently registered with the state of California as an Investment Advisor Representative. Emily Gordon De la reguera has worked with UBS Financial Services Inc. in the past as well. Prior to working with UBS Financial Services Inc. Emily Gordon De la reguera worked with Blackrock Investments, LLC. Emily Gordon De la reguera is also a member of the Board of Directors for Young Audiences of Maryland and Pan Peru.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
07/15/2024 - Present
UBS Financial Services Inc. (SAN FRANCISCO CA)
NY
12/17/2014 - 02/23/2016
BLACKROCK INVESTMENTS, LLC (NEW YORK NY)
NJ
08/25/2011 - 11/24/2014
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 10/24/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/15/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/04/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/09/2013
Series 24 - General Securities Principal Examination
BC
Issued 06/12/2023
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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