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Emily Gomez Roosevelt

Charles Schwab & CO., Inc.

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About Emily Gomez Roosevelt

Emily Roosevelt is a financial professional with over 7 years of experience in the industry. Emily is currently registered with Charles Schwab & Co., Inc. in Lone Tree, CO. Prior to that, Emily worked at Invesco Distributors, Inc., OppenheimerFunds Distributor, Inc., Wells Fargo Advisors, LLC and J.P. Morgan Securities LLC. Emily holds Series 6, Series 63 and SIE licenses.

Firm Information

Emily Roosevelt is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Emily Roosevelt’s Registration & Firm History

CO

04/15/2020 - Present

Charles Schwab & CO., Inc. (Lone Tree CO)

CO

12/19/2019 - 03/06/2020

INVESCO DISTRIBUTORS, INC. (Centennial CO)

CO

03/17/2015 - 12/12/2019

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)

CO

08/12/2014 - 03/02/2015

WELLS FARGO ADVISORS, LLC (GLENDALE CO)

CO

08/28/2013 - 08/07/2014

J.P. MORGAN SECURITIES LLC (LAKEWOOD CO)

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Licenses & Designations

BC

Issued 09/11/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/27/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Emily Gomez Roosevelt.
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