Unclaimed
Emily George hubb is a financial advisor who has been working in the financial industry since February 4, 2014. Emily is currently registered with UBS Financial Services Inc. Emily has previously worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC. Emily is licensed to sell securities in 19 states. Emily is currently licensed as a Registered Representative and Investment Advisor Representative in Missouri and Texas. Emily is a graduate of the University of Missouri with a degree in Business Administration. Emily is a member of the National Association of Realtors and the St. Louis Board of Realtors. Emily is also a member of the Clayton Chamber of Commerce. Emily is committed to providing her clients with personalized financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MO
10/15/2015 - Present
UBS Financial Services Inc. (Clayton MO)
MO
02/28/2014 - 10/16/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CLAYTON MO)
MO
01/27/2014 - 02/19/2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CHESTERFIELD MO)
BOTH
Issued 05/12/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2014
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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