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Emily Elizabeth Hawk

Allspring Funds Distributor, LLC

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About Emily Elizabeth Hawk

Emily Elizabeth Hawk is a registered representative with Allspring Funds Distributor, LLC. She is licensed to sell securities in New York. Emily has been in the financial industry since September 14, 2016. Her prior experience includes working as a representative for Manning & Napier Investor Services, Inc. in Fairport, New York. She holds the Series 6, Series 63, and SIE licenses.

Firm Information

Emily Hawk is currently registered with Allspring Funds Distributor, LLC. Allspring Funds Distributor, LLC is a Limited Liability Company formed on July 9, 2004, and is registered in 53 states and the District of Columbia. The firm has an approved SEC registration and provides advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

61

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Emily Hawk’s Registration & Firm History

WI

10/04/2022 - Present

Allspring Funds Distributor, LLC (MENOMONEE FALLS WI)

NY

05/16/2016 - 06/03/2022

MANNING & NAPIER INVESTOR SERVICES, INC. (FAIRPORT NY)

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Licenses & Designations

BC

Issued 06/29/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/16/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Emily Elizabeth Hawk.
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