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Emily Elizabeth Doherty

MFS Fund Distributors, Inc.

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About Emily Elizabeth Doherty

Emily Elizabeth Doherty is a financial advisor with MFS Fund Distributors, Inc. Emily Doherty is registered with the state of Maine and has been in the financial services industry since January 31, 2007. Emily Doherty has passed the Series 6, Series 7TO, Series 24, Series 51, and Series 63 exams. Emily Doherty is also registered with the state of Virginia and the District of Columbia. Emily Doherty has a branch office in York, Maine.

Firm Information

Emily Doherty is currently registered with MFS Fund Distributors, Inc.. MFS Fund Distributors, Inc. is a corporation formed on October 27, 1992. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

290

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Emily Doherty’s Registration & Firm History

ME

02/01/2007 - Present

MFS Fund Distributors, Inc. (YORK ME)

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Licenses & Designations

BC

Issued 02/14/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/21/2022

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 09/17/2020

Series 24 - General Securities Principal Examination

BC

Issued 12/17/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/31/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Emily Elizabeth Doherty.
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