Unclaimed
Emily Elizabeth Doherty is a financial advisor with MFS Fund Distributors, Inc. Emily Doherty is registered with the state of Maine and has been in the financial services industry since January 31, 2007. Emily Doherty has passed the Series 6, Series 7TO, Series 24, Series 51, and Series 63 exams. Emily Doherty is also registered with the state of Virginia and the District of Columbia. Emily Doherty has a branch office in York, Maine.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
ME
02/01/2007 - Present
MFS Fund Distributors, Inc. (YORK ME)
BC
Issued 02/14/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/21/2022
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 09/17/2020
Series 24 - General Securities Principal Examination
BC
Issued 12/17/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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