Unclaimed
Emily Ingersoll is a registered representative with The Leaders Group, Inc. Emily has been in the financial industry since 1998 and has experience in both the securities and investment advisory fields. Emily has held licenses in a number of states, including Washington and Arizona. Emily is currently registered with the Financial Industry Regulatory Authority (FINRA) and the state of Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/05/2021 - Present
THE Leaders Group, Inc. (LITTLETON CO)
TX
11/02/2018 - 12/31/2020
ROYAL ALLIANCE ASSOCIATES, INC. (PFLUGERVILLE TX)
WA
05/13/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (TUKWILA WA)
WA
09/04/2009 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (SEATTLE WA)
WA
01/18/2002 - 09/04/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (SEATTLE WA)
CA
05/19/1998 - 12/31/2001
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
BC
Issued 05/18/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/16/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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