Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emily? Claim Your ProfileEmily Christy is a financial professional with over 15 years of experience in the financial services industry. Currently, Emily is a registered representative of Stifel, Nicolaus & Company, Inc., a leading full-service investment firm, and she is actively engaged in providing investment advice to clients. Prior to joining Stifel, Nicolaus & Company, Inc., Emily held positions at RBC CAPITAL MARKETS, LLC and RBC CAPITAL MARKETS CORPORATION. Emily holds FINRA Series 7, 63, SIE, 86, and 87 licenses. Emily's strong industry knowledge and experience make her a valuable resource for investors seeking investment advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
08/30/2022 - Present
Stifel, Nicolaus & Company, Inc. (BOSTON MA)
NY
02/29/2008 - 07/29/2011
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
01/01/2007 - 02/29/2008
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
BC
Issued 01/08/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2022
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/29/2022
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 05/21/2022
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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