Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emily? Claim Your ProfileEmily Chan is a financial advisor at Ameriprise Financial Services, LLC. Emily has been in the financial services industry since 2003. Emily has a Series 63, 66, and 7 licenses, as well as the SIE exam. Emily's previous experience includes roles at UBS Financial Services Inc., Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Banc of America Investment Services, Inc., and Charles Schwab & Co., Inc.. Emily is registered in Alabama, Arizona, California, Colorado, Florida, Idaho, Maryland, Michigan, New York, Tennessee, Texas, and Washington. Emily specializes in providing financial planning, asset allocation services, pension consulting, educational seminars, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
10/08/2020 - Present
Ameriprise Financial Services, LLC (San Rafael CA)
CA
12/06/2010 - 10/22/2020
UBS FINANCIAL SERVICES INC. (SAN FRANCISCO CA)
CA
06/01/2009 - 01/06/2011
MORGAN STANLEY SMITH BARNEY (SAN FRANCISCO CA)
CA
10/04/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
CA
03/31/2006 - 10/03/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (SAN FRANCISCO CA)
TX
06/19/2003 - 02/24/2006
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 10/15/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/07/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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