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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emily? Claim Your ProfileEmily Mallick is an active investment advisor representative with Fidelity Personal and Workplace Advisors. Emily Mallick has been in the industry since 2008 and is registered in multiple states, including Louisiana, Mississippi, and Texas. Emily Mallick also has several certifications, including Series 63, 66, and 7. Fidelity Personal and Workplace Advisors provides advisory services for individuals, businesses, and pooled investment vehicles. Their firm has a strong reputation in the industry and is known for their commitment to their clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
LA
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (NEW ORLEANS LA)
LA
12/23/2015 - 04/04/2016
AMERIPRISE FINANCIAL SERVICES, INC. (NEW ORLEANS LA)
TX
02/10/2010 - 08/20/2015
SCOTTRADE, INC. (AUSTIN TX)
TX
10/14/2009 - 01/15/2010
UBS FINANCIAL SERVICES INC. (BRYAN TX)
TX
08/14/2007 - 07/24/2008
UBS FINANCIAL SERVICES INC. (AUSTIN TX)
NH
09/22/2006 - 05/01/2007
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
BOTH
Issued 05/30/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/29/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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