Unclaimed
Emily Cara Hart is a financial advisor with over 10 years of experience in the industry. Emily is currently registered with Blackstone Securities Partners LP and has previously held positions with VP Distributors LLC, Allianz Global Investors Distributors LLC, and Putnam Retail Management Limited Partnership. Emily holds the Series 6, 7, and 63 licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/19/2022 - Present
Blackstone Securities Partners LP (NEW YORK NY)
CT
01/19/2021 - 04/21/2022
VP DISTRIBUTORS LLC (HARTFORD CT)
NY
02/09/2018 - 12/31/2020
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
MA
08/04/2011 - 01/22/2018
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (ANDOVER MA)
BC
Issued 08/30/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/2013
Series 7 - General Securities Representative Examination
BC
Issued 08/03/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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