Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emily? Claim Your ProfileEmily Bast is an investment advisor representative registered with Wells Fargo Clearing Services, LLC. Emily has been in the securities industry since 2014. Prior to joining Wells Fargo, Emily was employed at FIRST CLEARING, LLC and NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC. Emily is also a registered investment advisor in the state of Missouri. Emily has a Series 4, 6, 7, 9, 10, 24, 63 and 65 license. Emily Bast is experienced in providing investment advice to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
11/18/2016 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
12/23/2015 - 11/11/2016
FIRST CLEARING, LLC (ST. LOUIS MO)
MO
02/17/2014 - 03/23/2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SAINT LOUIS MO)
IA
Issued 03/30/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/14/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/30/2022
Series 4 - Registered Options Principal Examination
BC
Issued 05/10/2022
Series 24 - General Securities Principal Examination
BC
Issued 02/20/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/04/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2015
Series 7 - General Securities Representative Examination
BC
Issued 02/17/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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