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Emily Anne Sutton

Vanguard Marketing Corp.

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About Emily Anne Sutton

Emily Sutton is a financial professional with over 8 years of experience in the financial services industry. Emily holds the Series 7, Series 63 and SIE licenses. Emily is currently registered with Vanguard Marketing Corp. in North Carolina. Previously, Emily was employed with STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC in New York. Emily has a strong background in providing financial guidance and investment strategies to clients.

Firm Information

Emily Sutton is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Emily Sutton’s Registration & Firm History

NC

08/28/2019 - Present

Vanguard Marketing Corp. (CHARLOTTE NC)

NY

11/20/2015 - 08/09/2019

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC (New York NY)

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Licenses & Designations

BC

Issued 12/14/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/20/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Emily Anne Sutton.
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