Unclaimed
Emily Sutton is a financial professional with over 8 years of experience in the financial services industry. Emily holds the Series 7, Series 63 and SIE licenses. Emily is currently registered with Vanguard Marketing Corp. in North Carolina. Previously, Emily was employed with STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC in New York. Emily has a strong background in providing financial guidance and investment strategies to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
08/28/2019 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
NY
11/20/2015 - 08/09/2019
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC (New York NY)
BC
Issued 12/14/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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