Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emily? Claim Your ProfileEmily Anne Ellis is an investment advisor representative with Ameriprise Financial Services, LLC. Emily has been in the industry since 2008 and has been registered with Ameriprise Financial Services, LLC since 2017. Previously, Emily was registered with Edward Jones and First Albany Corporation. Emily holds Series 63, 65, 66 and 7 securities licenses and has passed the Securities Industry Essentials Examination (SIE). Emily specializes in providing financial planning, asset allocation services, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
06/19/2017 - Present
Ameriprise Financial Services, LLC (Roswell GA)
GA
07/16/2010 - 06/19/2017
EDWARD JONES (ROSWELL GA)
NY
07/20/1983 - 12/13/1985
FIRST ALBANY CORPORATION (NEW YORK NY)
BOTH
Issued 12/19/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/28/2010
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/10/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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