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Emily Ann King

Northwestern Mutual Investment Services, LLC

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About Emily Ann King

Emily King is a financial professional who has been in the industry since December 12, 2018. Emily is registered in Maryland and is currently associated with Northwestern Mutual Investment Services, LLC. Emily King holds Series 6 and 63 licenses. Emily worked with Northwestern Mutual Investment Services, LLC previously, in Columbia, MD from June 16, 2017, to February 28, 2018. Emily is currently located in Owings Mills, MD and works at the Owings Mills branch of Northwestern Mutual Investment Services, LLC.

Firm Information

Emily King is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Emily King’s Registration & Firm History

MD

08/28/2019 - Present

Northwestern Mutual Investment Services, LLC (OWINGS MILLS MD)

MD

06/16/2017 - 02/28/2018

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (COLUMBIA MD)

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Licenses & Designations

BC

Issued 06/06/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/28/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/16/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Emily Ann King.
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