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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emily? Claim Your ProfileEmily A. Duncan is a financial advisor with Morgan Stanley, working out of the College Station, TX office. Emily has been in the financial services industry for over 20 years. Emily is registered with the state of Texas. Emily is a Series 66 and Series 63 license holder and holds Series 31, SIE, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
09/03/2020 - Present
Morgan Stanley (College Station TX)
TX
03/07/2008 - 04/08/2009
MORGAN STANLEY & CO. INCORPORATED (BRYAN TX)
TX
06/25/1997 - 01/29/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (COLLEGE STATION TX)
NY
03/03/1995 - 05/22/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
10/31/1991 - 04/06/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
02/13/1990 - 10/08/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 09/03/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/08/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/26/2020
Series 7TO - General Securities Representative Examination
BC
Issued 03/17/2020
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 02/10/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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