Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emilton? Claim Your ProfileEmilton Lopez is a financial advisor with Citigroup Global Markets Inc. with over 10 years of experience in the financial industry. Emilton is registered as a broker-dealer and investment advisor representative in New York and has experience working with various clients including high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Before joining Citigroup Global Markets Inc., Emilton worked at LPL Financial LLC, Wells Fargo Clearing Services, LLC, J.P. Morgan Securities LLC, Chase Investment Services Corp. and MML Investors Services, Inc. Emilton holds Series 6, 7, 63 and 65 licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
01/26/2022 - Present
Citigroup Global Markets Inc. (COMMACK NY)
NY
03/08/2021 - 05/05/2021
LPL FINANCIAL LLC (WHITESTONE NY)
NY
05/21/2013 - 03/26/2019
WELLS FARGO CLEARING SERVICES, LLC (SYOSSET NY)
NY
10/01/2012 - 03/28/2013
J.P. MORGAN SECURITIES LLC (JAMAICA NY)
NY
04/19/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (JAMAICA NY)
NY
04/20/2010 - 05/14/2010
MML INVESTORS SERVICES, INC. (NEW YORK NY)
IA
Issued 01/26/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/09/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2013
Series 7 - General Securities Representative Examination
BC
Issued 04/19/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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