Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emillian? Claim Your ProfileEmillian Udekigbo is a financial advisor with UBS Financial Services Inc. based in Charlotte, NC. Emillian has over five years of experience in the financial services industry. Emillian is registered with FINRA and the states of Alabama, Arizona, California, Colorado, Delaware, Florida, Georgia, Illinois, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nevada, New Jersey, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia and Wisconsin. Emillian is also a registered Investment Advisor in North Carolina and Texas. Emillian specializes in providing financial advice to individuals, businesses, and charitable organizations. Emillian offers a variety of financial services, including financial planning, portfolio management, and investment advice. Emillian holds several professional designations, including the Series 63, Series 66, Series 7, Series 9 and Series 10 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NC
04/27/2022 - Present
UBS Financial Services Inc. (CHARLOTTE NC)
NC
04/24/2018 - 03/18/2022
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
NC
09/15/2016 - 03/19/2018
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BOTH
Issued 08/29/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/26/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/18/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2016
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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