Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emille? Claim Your ProfileEmille Lee is a Registered Representative and Investment Advisor Representative with Pershing LLC in JERSEY CITY, NJ. Emille has been in the securities industry since 2014. They are licensed to conduct business in New Jersey. Emille holds FINRA Series 7, 99TO, and SIE licenses. Prior to joining Pershing LLC, Emille worked at AXA Advisors, LLC in NEW YORK, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
04/20/2017 - Present
Pershing LLC (JERSEY CITY NJ)
NY
11/20/2014 - 04/07/2017
AXA ADVISORS, LLC (NEW YORK NY)
NY
02/24/2013 - 03/18/2013
AXA ADVISORS, LLC (NEW YORK NY)
BC
Issued 02/12/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/2013
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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