Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emilio? Claim Your ProfileEmilio Roberto Harris is a financial advisor at Wells Fargo Clearing Services, LLC. Emilio has been in the financial industry since 1988 and has a diverse range of experience in various financial institutions. Emilio holds the Series 7, Series 63, and Series 65 licenses and has been registered with FINRA since 2008 and is a member of the National Association of Insurance and Financial Advisors (NAIFA). Emilio’s specialties include portfolio management for businesses, investment consulting services, and financial planning. Emilio’s commitment to providing exceptional service has resulted in an extensive network of clientele, including high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/27/2021 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
NY
07/05/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
05/15/1992 - 07/14/2000
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NJ
05/16/1989 - 05/20/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
03/22/1988 - 05/23/1989
BLINDER, ROBINSON & CO., INC.
IA
Issued 02/26/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/26/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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