Unclaimed
Emilio R. Pilozzi is a financial advisor with Fidelity Distributors Co. LLC, based in SMITHFIELD, RI. Emilio has been working in the financial industry since July 1st, 2007. Emilio is a registered representative in 52 states and the District of Columbia and holds the Series 7 and Series 66 licenses as well as the Securities Industry Essentials Examination (SIE). Emilio was previously registered with SCOTTRADE, INC., CITIZENS SECURITIES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, BANC OF AMERICA INVESTMENT SERVICES, INC., and AMERIPRISE FINANCIAL SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
04/05/2018 - Present
Fidelity Distributors Co. LLC (SMITHFIELD RI)
RI
04/07/2017 - 03/07/2018
SCOTTRADE, INC. (WARWICK RI)
RI
01/04/2017 - 04/06/2017
CITIZENS SECURITIES, INC. (PROVIDENCE RI)
RI
10/23/2009 - 10/06/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LINCOLN RI)
RI
10/26/2007 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (LINCOLN RI)
RI
03/07/2007 - 11/07/2007
AMERIPRISE FINANCIAL SERVICES, INC. (CRANSTON RI)
BOTH
Issued 04/23/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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